0001193125-20-032800.txt : 20200212 0001193125-20-032800.hdr.sgml : 20200212 20200212133139 ACCESSION NUMBER: 0001193125-20-032800 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20200212 DATE AS OF CHANGE: 20200212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Hostess Brands, Inc. CENTRAL INDEX KEY: 0001644406 STANDARD INDUSTRIAL CLASSIFICATION: BAKERY PRODUCTS [2050] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-88982 FILM NUMBER: 20603060 BUSINESS ADDRESS: STREET 1: 1 EAST ARMOUR BOULEVARD CITY: KANSAS CITY STATE: MO ZIP: 64111 BUSINESS PHONE: 816-701-4600 MAIL ADDRESS: STREET 1: 1 EAST ARMOUR BOULEVARD CITY: KANSAS CITY STATE: MO ZIP: 64111 FORMER COMPANY: FORMER CONFORMED NAME: Gores Holdings, Inc. DATE OF NAME CHANGE: 20150608 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWESTERN MUTUAL LIFE INSURANCE CO CENTRAL INDEX KEY: 0000073076 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 390509570 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 720 E WISCONSIN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142992508 MAIL ADDRESS: STREET 1: 720 EAST WISCONSIN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 SC 13G/A 1 d880922dsc13ga.htm HOSTESS BRANDS, INC. Hostess Brands, Inc.

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

HOSTESS BRANDS, INC.

(Name of Issuer)

Class A Common Stock

(Title of Class of Securities)

44109J  10  6

(CUSIP Number)

December 31, 2019

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

/X/   Rule 13d-1(b)

/  /    Rule 13d-1(c)

/  /    Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

Page 1 of 6 pages


CUSIP   NO.:     44109J  10  6    13G            Page   2   of  6  Pages
Amendment No.  1

 

1.  

NAMES OF REPORTING PERSONS

 

        The Northwestern Mutual Life Insurance Company

2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

 

(a)  /  /

(b)  /X /

 

3.  

SEC USE ONLY

 

4.  

CITIZENSHIP OR PLACE OF ORGANIZATION:    Wisconsin

 

NUMBER OF

SHARES

    BENEFICIALLY    

OWNED BY

EACH

REPORTING

PERSON

WITH:

     5.   

    SOLE VOTING POWER

 

            0

 

     6.   

    SHARED VOTING POWER

 

            0

 

     7.   

    SOLE DISPOSITIVE POWER

 

            0

 

     8.   

    SHARED DISPOSITIVE POWER

 

            0

9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:    0

 

10.  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions):    N/A

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9:    0.0%

 

12.   TYPE OF REPORTING PERSON (See Instructions):    IC


CUSIP   NO.:     44109J  10  6    13G            Page   3   of  6  Pages
Amendment No.  1

 

Item 1

 

  (a)

Name of Issuer: Hostess Brands, Inc.

 

  (b)

Address of Issuer’s Principal Executive Offices:

      

1 East Armour Boulevard, Kansas City, MO 6411

Item 2

 

  (a)

Name of Person Filing: The Northwestern Mutual Life Insurance Company

 

  (b)

Address of Principal Business Office: 720 East Wisconsin Avenue, Milwaukee, Wisconsin 53202

 

  (c)

Citizenship or Place of Organization: Wisconsin

 

  (d)

Title of Class of Securities: Class A Common Stock

 

  (e)

CUSIP Number: 44109J  10  6

 

Item 3

If this statement is filed pursuant to Sections 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:

 

  (a)

/    / Broker or Dealer registered under Section 15 of the Act

 

  (b)

/    / Bank as defined in section 3(a)(6) of the Act

 

  (c)

/X/ Insurance company as defined in section 3(a)(19) of the Act

 

  (d)

/    / Investment company registered under section 8 of the Investment Company Act of 1940

 

  (e)

/    / An investment adviser in accordance with section 240.13d-1(b)(1)(ii)(E)

 

  (f)

/    / An employee benefit plan or endowment fund in accordance with section 240.13d-1(b)(1)(ii)(F)

 

  (g)

/    / A parent holding company or control person in accordance with section 240.13d-1(b)(1)(ii)(G)


CUSIP   NO.:     44109J  10  6    13G            Page   4   of  6  Pages
Amendment No.  1

 

  (h)

/    / A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act

 

  (i)

/    / A church plan that is excluded from the definition of an investment company under
section 3(c)(14) of the Investment Company Act of 1940

 

  (j)

/    / A non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J)

 

  (k)

/    / Group, in accordance with section 240.13d-1(b)(1)(ii)(K)

If filing as a non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J), please specify the type of institution:

 

Item 4

Ownership

 

  (a)

Amount Beneficially Owned: 0 shares

 

  (b)

Percent of Class: 0.0%

 

  (c)

Number of shares as to which such person has:

 

  (i)

Sole power to vote or to direct the vote: 0

 

  (ii)

Shared power to vote or to direct the vote: 0

 

  (iii)

Sole power to dispose or to direct the disposition of: 0

 

  (iv)

Shared power to dispose or to direct the disposition of: 0


CUSIP   NO.:     44109J  10  6    13G            Page   5   of  6  Pages
Amendment No.  1

 

Item 5

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following /  X  /.

 

Item 6

Ownership of More than Five Percent on Behalf of Another Person: N/A

 

Item 7

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person: N/A

 

Item 8

Identification and Classification of Members of the Group: N/A

 

Item 9

Notice of Dissolution of Group: N/A

 

Item 10

Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under Section 240.14a-11.


CUSIP   NO.:     44109J  10  6    13G            Page   6   of  6  Pages
Amendment No.  1

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

February 12, 2020

 

THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY
By:       /s/    Chris K. Gawart
  Chris K. Gawart
  Vice President and General Counsel

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